12. Internal investigation case studies

12.1 Investigation case in a wealth management bank – Removal of doubt

As part of its professional alert process, EEE Bank, which is a wealth management bank focused on clients with large savings deposits, is therefore considered to be highly exposed to the possibility of internal fraud. This risk is included in the priority risks to be avoided in risk mapping. Below, we illustrate two cases detected during the internal investigation process to demonstrate the type of irregularities that may arise in this type of assignment.

Finding No. 1 during the internal...