9. Completion of the investigation process
The investigation process and its completion are assessed in particular with regard to the delivery of a formal report presented to the principals who commissioned the internal investigation.
9.1 Investigation report
The investigation report is a formal document summarizing the internal investigation and including the following elements:
reminder of the context of the investigation;
managerial summary of the investigation;
Reminder of the engagement letter or mandate given for the investigation, including the objectives of the investigation;
Reminder of the investigation period and key stages;
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Completion of the investigation process
Potential remedial and improvement measures resulting from the internal investigation
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Bibliography
Standards
- Internal investigations by organizations – Recommendations. - PD ISO/TS 37008 - 2023
The Institute of 2024 International Reference Framework for Professional Internal Audit Practices (IRF)
Internal Auditors (IFACI)
Regulations
Law No. 2017-399 of March 27, 2017 on the duty of care of parent companies and contracting companies.
Law No. 2016-1691 of December 9, 2016 on transparency, anti-corruption, and economic modernization.
Regulation (EU) No. 596/2014 of the European Parliament and of the Council of April 16, 2014 on market abuse (market abuse regulation).
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