10. Potential remedial and improvement measures resulting from the internal investigation
This section details the remedial measures associated with the internal investigation, and more specifically the opportunity for continuous improvement that an investigation process can provide.
10.1 Integration of internal investigation recommendations
The recommendations that internal investigators may make in the course of an investigation may relate to both urgent and non-urgent situations that are the subject of their investigation. This may involve, for example, urgently strengthening controls following internal fraud, or tightening access controls in the event of an intrusion or negligence that allowed the intrusion to occur (e.g., investigation into compliance with security and safety procedures).
The recommendations must...
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Potential remedial and improvement measures resulting from the internal investigation
Consideration of stakeholders
Bibliography
Standards
- Internal investigations by organizations – Recommendations. - PD ISO/TS 37008 - 2023
The Institute of 2024 International Reference Framework for Professional Internal Audit Practices (IRF)
Internal Auditors (IFACI)
Regulations
Law No. 2017-399 of March 27, 2017 on the duty of care of parent companies and contracting companies.
Law No. 2016-1691 of December 9, 2016 on transparency, anti-corruption, and economic modernization.
Regulation (EU) No. 596/2014 of the European Parliament and of the Council of April 16, 2014 on market abuse (market abuse regulation).
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