11. Consideration of stakeholders
This section details how stakeholders were taken into account during the internal investigation.
11.1 Trade planning
The planning of exchanges may be the subject of a specific communication within a management committee, which could take the following form: "An internal alert has led us to launch an internal investigation process in order to shed light on the malfunctions observed that call into question our financial security process. We expect your teams to cooperate fully with the internal investigation teams on this priority assignment. Thank you in advance for prioritizing these requests over your other usual activities." The very purpose of this type of information is to facilitate the work of internal investigators and to ensure that findings and...
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Consideration of stakeholders
Internal investigation case studies
Bibliography
Standards
- Internal investigations by organizations – Recommendations. - PD ISO/TS 37008 - 2023
The Institute of 2024 International Reference Framework for Professional Internal Audit Practices (IRF)
Internal Auditors (IFACI)
Regulations
Law No. 2017-399 of March 27, 2017 on the duty of care of parent companies and contracting companies.
Law No. 2016-1691 of December 9, 2016 on transparency, anti-corruption, and economic modernization.
Regulation (EU) No. 596/2014 of the European Parliament and of the Council of April 16, 2014 on market abuse (market abuse regulation).
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